§483.20(f)(5) Resident-identifiable information. (i) A facility may not release information that is resident-identifiable to the public. (ii) The facility may release information that is resident-identifiable to an agent only in accordance with a contract under which the agent agrees not to use or disclose the information except to the extent the facility itself is permitted to do so.
§483.70(h) Medical records. §483.70(h)(1) In accordance with accepted professional standards and practices, the facility must maintain medical records on each resident that are- (i) Complete; (ii) Accurately documented; (iii) Readily accessible; and (iv) Systematically organized
§483.70(h)(2) The facility must keep confidential all information contained in the resident's records, regardless of the form or storage method of the records, except when release is- (i) To the individual, or their resident representative where permitted by applicable law; (ii) Required by Law; (iii) For treatment, payment, or health care operations, as permitted by and in compliance with 45 CFR 164.506; (iv) For public health activities, reporting of abuse, neglect, or domestic violence, health oversight activities, judicial and administrative proceedings, law enforcement purposes, organ donation purposes, research purposes, or to coroners, medical examiners, funeral directors, and to avert a serious threat to health or safety as permitted by and in compliance with 45 CFR 164.512.
§483.70(h)(3) The facility must safeguard medical record information against loss, destruction, or unauthorized use.
§483.70(h)(4) Medical records must be retained for- (i) The period of time required by State law; or (ii) Five years from the date of discharge when there is no requirement in State law; or (iii) For a minor, 3 years after a resident reaches legal age under State law.
§483.70(h)(5) The medical record must contain- (i) Sufficient information to identify the resident; (ii) A record of the resident's assessments; (iii) The comprehensive plan of care and services provided; (iv) The results of any preadmission screening and resident review evaluations and determinations conducted by the State; (v) Physician's, nurse's, and other licensed professional's progress notes; and (vi) Laboratory, radiology and other diagnostic services reports as required under §483.50.
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Observations: Based on review of clinical records and staff interviewit was determined that the facility failed ensure clinical records were maintained with complete and accurate documentation for one of 33 residents reviewed (Resident R132).
Findings Include:
Review of Resident R132's clinical record revealed the resident was admitted to the facility on August 15, 2023.
Interview on June 9, 2026, with Resident R132 revealed the resident stated he/she was upset due to not having their wound treatment completed last Saturday and Thursday. Resident R132 stated that he/she is supposed to receive wound treatment three times a week and he has not been.Observation of the dressing on Resident R132's right leg revealed a dressing dated June 8, 2026. The dressing was soiled with blood that soaked through to the resident's sheets.
Review of Resident R132's clinical record revealed a physician order datedMarch 26, 2026, to cleanse right posterior calf with wounder cleanser, apply calcium alginate, ABD (highly absorbent, multi-layer dressing), and wrap with kling. The physician order dated March 26, 2026, also indicated to Cleanse left posterior calf with wounder cleanser, apply calcium alginate, ABD, and wrap with kling (type of gauze).
Review of Resident R132's treatment administration record for June 2026, revealed the order for wound care was not signed out as completed June 4 and June 6.
Interview on June 12, 2026, at 1:11 p.m. with the wound care nurse, Employee E7 revealed that he/she completed wound care treatment for Resident R132 on June 4, 2026, but confirmed it was not documented. The wound care nurse, Employee E7, could not confirm or explain why Resident R132's treatment was not signed out on June 6, 2026.
28 Pa. Code 211.5(f) Clinical records
28 PA. Code 211.10 (d) Resident care policies
| | Plan of Correction - To be completed: 07/20/2026
Immediate Corrective Action: Late documentation was completed for R132's treatment orders for 6/4 and 6/7.
Housewide Corrective Action: A 30 day look back of current residents with wounds will be audited to ensure treatments were signed out.
Education: Wound nurse and licensed nurses will be re-educated on ensuring wound care treatments are documented upon completion.
Performance Monitoring: DON or designee will complete weekly audit of 10 residents x 4 weeks to ensure wound care treatments have been signed out. The results of the audits will be reviewed during the facility's monthly QAPI meeting. The QA committee will determine the need for continued monthly auditing.
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