| 403.748(b), 416.54(b), 418.113(b), 441.184(b), 482.15(b), 483.475(b), 483.73(b), 484.102(b), 485.542(b), 485.625(b), 485.68(b), 485.727(b), 485.920(b), 486.360(b), 491.12(b), 494.62(b) STANDARD Development of EP Policies and Procedures: |  |
§403.748(b), §416.54(b), §418.113(b), §441.184(b), §460.84(b), §482.15(b), §483.73(b), §483.475(b), §484.102(b), §485.68(b), §485.542(b), §485.625(b), §485.727(b), §485.920(b), §486.360(b), §491.12(b), §494.62(b).
(b) Policies and procedures. [Facilities] must develop and implement emergency preparedness policies and procedures, based on the emergency plan set forth in paragraph (a) of this section, risk assessment at paragraph (a)(1) of this section, and the communication plan at paragraph (c) of this section. The policies and procedures must be reviewed and updated at least every 2 years.
*[For LTC facilities at §483.73(b):] Policies and procedures. The LTC facility must develop and implement emergency preparedness policies and procedures, based on the emergency plan set forth in paragraph (a) of this section, risk assessment at paragraph (a)(1) of this section, and the communication plan at paragraph (c) of this section. The policies and procedures must be reviewed and updated at least annually.
*Additional Requirements for PACE and ESRD Facilities:
*[For PACE at §460.84(b):] Policies and procedures. The PACE organization must develop and implement emergency preparedness policies and procedures, based on the emergency plan set forth in paragraph (a) of this section, risk assessment at paragraph (a)(1) of this section, and the communication plan at paragraph (c) of this section. The policies and procedures must address management of medical and nonmedical emergencies, including, but not limited to: Fire; equipment, power, or water failure; care-related emergencies; and natural disasters likely to threaten the health or safety of the participants, staff, or the public. The policies and procedures must be reviewed and updated at least every 2 years.
*[For ESRD Facilities at §494.62(b):] Policies and procedures. The dialysis facility must develop and implement emergency preparedness policies and procedures, based on the emergency plan set forth in paragraph (a) of this section, risk assessment at paragraph (a)(1) of this section, and the communication plan at paragraph (c) of this section. The policies and procedures must be reviewed and updated at least every 2 years. These emergencies include, but are not limited to, fire, equipment or power failures, care-related emergencies, water supply interruption, and natural disasters likely to occur in the facility's geographic area.
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Observations: Name: - Component: -- - Tag: 0013
Based on document review and interview, the facility failed to maintain emergency preparedness guidelines for one of one emergency preparedness plan.
Findings include:
Document review and interview on December 17, 2025, at 9:55 a.m., revealed the facility failed to follow its established emergency preparedness plan and "loss of heating system" policy when the heating system failed and limited the facility's ability to maintain adequate temperatures. The facility implemented portable space heaters, and the heaters were still being used at the time of the survey. Additionally, the facility reported that various methods were being utilized to mitigate the reduced heating sources and were investigating portable heating units to rent. However, there was no formal or documented contingency plan available during the time of the survey.
Interview with the facilities manager on December 17, 2025, at 9:55 a.m., confirmed the facility failed to follow the elements of its emergency preparedness plan.
| | Plan of Correction - To be completed: 01/13/2026
Following receipt of the finding, the Facilities Manager, Safety Officer, Chief Clinical Officer, and CEO met to review and discuss the finding. 1. Portable space heaters were removed from patient care areas 12/17/25. Staff and Leadership notified portable space heaters are only permissible in nonsleeping staff and employee areas
2. Reinforced that portable space heaters are only permissible in nonsleeping staff and employee areas at Safety Huddles and Leadership meetings 12/19/25 & 12/23/25, per NFPA 101.
3. Reviewed the facility's response to diminished heating systems and limited ability to maintain adequate temperatures as well as the EOP-Loss of Heating System Guide at the 12/30/25 Emergency Management meeting. The EOP-Loss of Heating System Guide was revised to include notation that "Portable space heaters may only be used in nonsleeping staff and employee areas."
4. Reviewed the facility's response to diminished heating systems and limited ability to maintain adequate temperatures as well as the EOP-Loss of Heating System Guide at the 12/30/25 Environment of Care Committee (EOC) meeting. The EOC committee discussed the revision to the EOP-Loss of Heating System Guide which includes the notation that "Portable space heaters may only be used in nonsleeping staff and employee areas."
5. Leadership re-education focused on adherence to established emergency preparedness plans, documentation of contingency planning, and revision of the EOP-Loss of Heating System Guide will be conducted 1/13/26.
6. Developed documented contingency plans in the event the heating system proves insufficient at maintaining adequate temperatures. Secured contingency agreement for rental of temporary boiler for immediate deployment and installation.
7. Implemented enhanced monitoring of daily temperature readings in affected areas in addition to the building automation system. Notification procedure established to alert Facility personnel should temperatures fall outside acceptable ranges.
Monitoring: The Safety Officer & Facilities Manager will conduct regular rounds to ensure portable space heaters are not in use in any patient care areas or where members of the workforce sleep. The Safety Officer will ensure that established emergency preparedness plans are followed and documented as appropriate during emergent events impacting patient safety, patient care, and/or facility operations.
Responsible Person: Safety Officer
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